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In order to meet the requirements in Rule 3300 of the Investment Industry Regulatory Organization of Canada (IIROC), Desjardins Securities must be able to demonstrate that its policies and procedures are reasonably designed to achieve best execution respecting client orders for all securities, including listed securities, foreign-exchange traded securities and transactions in Over-the-counter (OTC) securities. Due to the dynamic nature of the structure of the Canadian market, the Rule 3300 also requires Desjardins Securities to regularly review its policies and procedures regarding best execution in order to ensure they don't become obsolete.
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