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In addition to the Conditions of for Providing Investment Services, a special agreement, if agreed between Swedbank and the client, and the Best Execution Rules of Swedbank available below apply to the receipt, transmission and/or execution of buy/sell orders of financial instruments. The Best Execution Rules stipulate the terms, conditions and principles based on which Swedbank shall execute and transmit the orders in financial instruments of Swedbank’s clients. The Best Execution Rules describe the methods of submitting such orders and the factors which are taken into account when executing the orders. In addition, the rules refer to trading venues (e.g. stock exchanges) and brokers, which are used for execution or transmission of orders. In executing or transmitting the clients’ orders, Swedbank follows the Best Execution Rules as much as possible, except, for example, in the case where the client gives specific instructions regarding his order. According to the Best Execution Rules, the client’s order may be executed outside a regulated market or multilateral trading facility. Swedbank presupposes that the client reads the Best execution Rules before submitting a buy/sell order of financial instruments.
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